Early Neutral Evaluations

Early Neutral Evaluations

  • Early Neutral Evaluation is conducted both in and out of court, without proceedings being issued. In court it is known as a Financial Dispute Resolution hearing (in financial cases), and an indication is given at an early stage in a dispute by a Court Judge, or an experienced lawyer, sitting as a private Judge as to what may be the outcome if the case were to litigate to a final hearing. The indication is not binding on the parties but provides them with an early and reliable indication of a fair outcome. There is a high success rate of the process resulting in a settlement.
  • Private Financial Dispute Resolution can be undertaken after financial proceedings have been issued, in place of a court FDR, the advantages being an earlier hearing date, convenient to the parties and lawyers, which can be booked, and more time is available to the private Judge to consider the case. Parties are invariably represented by lawyers who are involved in presenting the evidence and saying why a particular outcome is fair and appropriate.

Most countries around the world directly encourage resolving family disputes without using courts.¬ This is often known as Dispute Resolution (DR). It covers:

  • Traditional mediation in which a neutral professional assists the couple to resolve any dispute, without the mediator giving legal advice. It covers both financial disputes and arrangements for children. It remains common for parties to also be advised by lawyers during the mediation process
  • Directive mediation is the same as traditional mediation but if the couple find it difficult to settle and reach agreement, the mediator has the power to indicate possible settlement options to direct towards a fair outcome. This form of mediation is often by experienced lawyer mediators and in 'hard to settle' cases
  • Collaborative law occurs when the couple undertake to settle through lawyers without issuing any proceedings unless agreed. If either party then has to issue e.g., because there is no settlement or one spouse is being unreasonable, both have to change lawyers which can significantly be to the disadvantage of some spouses
  • Arbitration occurs when a lawyer qualified as an arbitrator acts as a private judge. The advantage is that the arbitrator can be chosen for the required experience or specialisation of the area of the dispute and it is a more flexible and confidential process than through courts. The parties are bound by the arbitrator’s decision
  • Early neutral evaluation is an opinion given at an early stage in a dispute by an experienced lawyer as to what may be the outcome if the case were to litigate. It can save costs and become a good indication of a fair settlement

Lawyer negotiation remains the most frequent form of out of court settlement, with each person having their own lawyer advising and negotiating for them and then drawing up the final settlement order.

Not always. For example this requirement does not apply where one person is abroad, or in some cases with any international element.

Experience has shown much success where the parties have the benefit of mediators experienced in child abduction issues, and where the mediation carries on in parallel to court proceedings which occur very fast for the possible return of the child. Outcomes may include agreements about future child arrangements beyond the central issue of the abduction itself. Similarly mediation works very well in relocation matters, when one parent wants to move abroad with a child and the other parent is opposed.

Definitely. They must be realistically assessed. Because often several countries, or laws, may be able to deal with the dispute of a couple, it is important to establish certain matters before either commencing any form of DR, or often even suggesting it to the other family member. DR should not be considered:

  • Until jurisdiction has been established i.e., it is known in which country the proceedings will take place
  • Until it has been sorted out regarding which country’s law will be applied
  • The whereabouts and safety of any abducted child has been ascertained
  • The assets which would be required for a fair settlement to be reached have been secured pending the final settlement, possibly with a freezing order to make sure they are not transferred or dissipated without approval

Only then is it safe and prudent to propose some form of mediation or other DR. Of course the problem is that having issued proceedings unilaterally at the outset, can mean (but not always) that the prospect of out of court settlements becomes more limited. Nevertheless such action is very necessary at the outset in international cases.

Yes.­ There are a variety of ways in which international family law mediators and other DR professionals work with separated international families to help resolve disputes.­ This can be via a mediator in each country alongside each person, using webcams, and other electronic devices to overcome the cross-border separation.­